Spana Carl's Form 4/A amendment
AmendedPalatin Technologies Inc (PTN) · filed Jul 2, 2021
- Accession no.
- 0001654954-21-007559
- Filed
- Jul 2, 2021
- Trade date
- Jun 30, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
- Original filed
- Jun 30, 2021
This filing lists 2 non-derivative transactions. Open-market purchases total $46.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Spana CarlCIK 0001042011 | Director, Officer (President and CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 30, 2021 | Common Stock | PPurchaseAcquired | +64,400 | $0.62 | +$39,928 | 8,694,451 | Direct | |
| Jun 30, 2021 | Common Stock | PPurchaseAcquired | +10,600 | $0.61 | +$6,466 | 8,705,051 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Amended to reflect open market purchases of non-derivative security.