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Dunton Alan W's Form 4 filing

Palatin Technologies Inc (PTN) · filed Jul 1, 2021

Accession no.
0001654954-21-007518
Filed
Jul 1, 2021
Trade date
Jun 30, 2021
Filing delay
1 day
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. It was filed 1 day after the trade.

This filing was later replaced by the amendment 0001654954-21-007562 (Jul 2, 2021). Trade tables on this site use the amended version.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Dunton Alan WCIK 0001304773Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 30, 2021Common StockAGrant or awardAcquired+10,000$0.62+$6,200776,518Direct
Jun 30, 2021Common StockAGrant or awardAcquired+10,000$0.62+$6,200786,518Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)