Gusinov Alex's Form 4 filing
Vicor Corp (VICR) · filed Sep 14, 2021
- Accession no.
- 0001654925-21-000005
- Filed
- Sep 14, 2021
- Trade date
- Sep 10-13, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $194.0K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Gusinov AlexCIK 0001654925 | Officer (Corp. Vice President Eng.) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 10, 2021 | Common Stock | SSaleDisposed | −1,521 | $127.56 | −$194,018.76 | 14,531 | Direct | |
| Sep 13, 2021 | Common Stock | MOption exerciseAcquired | +1,220 | $17.30 | +$21,106 | 15,751 | Direct | |
| Sep 13, 2021 | Common Stock | MOption exerciseAcquired | +458 | $12.19 | +$5,583.02 | 16,209 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 13, 2021 | Common Stock | MOption exerciseDisposed | −1,220 | $0.00 | $0 | 0 | Direct | |
| Sep 13, 2021 | Common Stock | MOption exerciseDisposed | −458 | $0.00 | $0 | 456 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.