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Das Sanjiv's Form 4/A amendment

Amended

Pagaya Technologies Ltd. (PGY) · filed Apr 20, 2026

Accession no.
0001654849-26-000009
Filed
Apr 20, 2026
Trade date
Oct 16, 2025
Filing delay
186 days
Rule 10b5-1 plan
Not checked
Original filed
Oct 20, 2025

This filing lists 1 derivative transaction. It carries over 2 transactions from the original filing that it did not restate. Open-market sales total $351.2K. It was filed 186 days after the trade.

This amendment restates part of 0001654849-25-000008 (filed Oct 20, 2025). The transactions it did not restate still count and are listed below.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Das SanjivCIK 0001654849Officer (President)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

This filing has no transactions of this kind.

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Oct 16, 2025Class A Ordinary ShareMOption exerciseDisposed−22,916$0.00$00Direct

Carried over from the original filing

This amendment restates only part of the original filing. The original's other transactions still stand, and the trade tables on Livermore count them under this amendment.

From 0001654849-25-000008 (filed Oct 20, 2025).

Non-derivative securities (Table I)

Non-derivative transactions carried over from 0001654849-25-000008
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Oct 16, 2025Class A Ordinary ShareMOption exerciseAcquired+22,916$0.00$0123,556Direct
Oct 16, 2025Class A Ordinary ShareSSaleDisposed−12,816$27.40−$351,158.4110,740Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

1/4th of the total 183,333 RSUs initially subject to this award vested on April 16, 2024, and the remaining RSUs vested thereafter in 6 equal quarterly installments beginning on July 16, 2024.

Remarks

This amendment is being filed solely to correct the number of restricted stock units under this award beneficially owned following the reported transaction.

Read the full filing on SEC EDGAR (opens in a new tab)