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Levitan Dan's Form 4 filing

Smartbird, Inc. (BIRD) · filed May 22, 2023

Accession no.
0001653909-23-000066
Filed
May 22, 2023
Trade date
May 18-22, 2023
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions. Open-market purchases total $29.2K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Levitan DanCIK 0001202435Director, 10% Owner

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 18, 2023Class A Common StockPPurchaseAcquired+11,300$1.23F1+$13,899117,583Direct
May 19, 2023Class A Common StockPPurchaseAcquired+11,600$1.19F2+$13,804129,183Direct
May 22, 2023Class A Common StockPPurchaseAcquired+1,304$1.17F3+$1,525.68130,487Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Price reported is a weighted-average purchase price. The shares were purchased in multiple transactions at prices ranging from $1.19 to $1.25, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F2

Price reported is a weighted-average purchase price. The shares were purchased in multiple transactions at prices ranging from $1.155 to $1.21, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F3

Price reported is a weighted-average purchase price. The shares were purchased in multiple transactions at prices ranging from $1.16 to $1.18, inclusive. Upon request by the staff of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer, the Reporting Person will provide full information regarding the number of shares purchased at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)