Elsesser Adam's Form 4 filing
Penumbra Inc (PEN) · filed Aug 22, 2025
- Accession no.
- 0001651323-25-000021
- Filed
- Aug 22, 2025
- Trade date
- Aug 20, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $4.05M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Elsesser AdamCIK 0001651323 | Director, Officer (CEO and President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 20, 2025 | Common Stock | MOption exerciseAcquired | +27,976 | $30.00 | +$839,280 | 186,180 | Direct | |
| Aug 20, 2025 | Common Stock | SSaleDisposed | −459 | $252.86F2 | −$116,062.74 | 185,721 | Direct | |
| Aug 20, 2025 | Common Stock | SSaleDisposed | −9,114 | $254.27F3 | −$2,317,416.78 | 176,607 | Direct | |
| Aug 20, 2025 | Common Stock | SSaleDisposed | −6,227 | $254.99F4 | −$1,587,822.73 | 170,380 | Direct | |
| Aug 20, 2025 | Common Stock | SSaleDisposed | −100 | $256.50 | −$25,650 | 170,280 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 20, 2025 | Common Stock | MOption exerciseDisposed | −27,976 | $0.00 | $0 | 27,980 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $252.64 to $253.07. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $253.70 to $254.61. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $254.73 to $255.39. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.