Elsesser Adam's Form 4 filing
Penumbra Inc (PEN) · filed Jun 27, 2025
- Accession no.
- 0001651323-25-000013
- Filed
- Jun 27, 2025
- Trade date
- Jun 25, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 8 non-derivative transactions and 1 derivative transaction. Open-market sales total $4.03M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Elsesser AdamCIK 0001651323 | Director, Officer (CEO and President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 25, 2025 | Common Stock | MOption exerciseAcquired | +27,976 | $30.00 | +$839,280 | 138,331 | Direct | |
| Jun 25, 2025 | Common Stock | SSaleDisposed | −2,444 | $251.26F2 | −$614,079.44 | 135,887 | Direct | |
| Jun 25, 2025 | Common Stock | SSaleDisposed | −6,422 | $252.68F3 | −$1,622,710.96 | 129,465 | Direct | |
| Jun 25, 2025 | Common Stock | SSaleDisposed | −1,702 | $253.43F4 | −$431,337.86 | 127,763 | Direct | |
| Jun 25, 2025 | Common Stock | SSaleDisposed | −2,530 | $254.42F5 | −$643,682.6 | 125,233 | Direct | |
| Jun 25, 2025 | Common Stock | SSaleDisposed | −1,530 | $255.63F6 | −$391,113.9 | 123,703 | Direct | |
| Jun 25, 2025 | Common Stock | SSaleDisposed | −1,067 | $256.35F7 | −$273,525.45 | 122,636 | Direct | |
| Jun 25, 2025 | Common Stock | SSaleDisposed | −195 | $257.12 | −$50,138.4 | 122,441 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 25, 2025 | Common Stock | MOption exerciseDisposed | −27,976 | $0.00 | $0 | 139,884 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $251.11 to $251.64. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $252.29 to $253.10. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $253.14 to $254.10. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $254.14 to $254.91. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $255.12 to $256.03. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F7
This transaction was executed in multiple trades at prices ranging from $256.11 to $256.72. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.