Elsesser Adam's Form 4 filing
Penumbra Inc (PEN) · filed Jun 13, 2025
- Accession no.
- 0001651323-25-000011
- Filed
- Jun 13, 2025
- Trade date
- Jun 11, 2025
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 7 non-derivative transactions and 1 derivative transaction. Open-market sales total $4.04M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Elsesser AdamCIK 0001651323 | Director, Officer (CEO and President) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 11, 2025 | Common Stock | MOption exerciseAcquired | +27,976 | $30.00 | +$839,280 | 126,265 | Direct | |
| Jun 11, 2025 | Common Stock | SSaleDisposed | −1,300 | $251.19F2 | −$326,547 | 124,965 | Direct | |
| Jun 11, 2025 | Common Stock | SSaleDisposed | −900 | $251.83F3 | −$226,647 | 124,065 | Direct | |
| Jun 11, 2025 | Common Stock | SSaleDisposed | −3,544 | $253.34F4 | −$897,836.96 | 120,521 | Direct | |
| Jun 11, 2025 | Common Stock | SSaleDisposed | −8,591 | $254.15F5 | −$2,183,402.65 | 111,930 | Direct | |
| Jun 11, 2025 | Common Stock | SSaleDisposed | −1,403 | $254.79F6 | −$357,470.37 | 110,527 | Direct | |
| Jun 11, 2025 | Common Stock | SSaleDisposed | −172 | $255.73 | −$43,985.56 | 110,355 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 11, 2025 | Common Stock | MOption exerciseDisposed | −27,976 | $0.00 | $0 | 167,860 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades at prices ranging from $250.72 to $251.35. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F3
This transaction was executed in multiple trades at prices ranging from $251.75 to $251.92. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F4
This transaction was executed in multiple trades at prices ranging from $252.81 to $253.71. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F5
This transaction was executed in multiple trades at prices ranging from $253.81 to $254.69. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.
- F6
This transaction was executed in multiple trades at prices ranging from $254.72 to $254.88. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide to the SEC staff, the Issuer or a security holder of the Issuer, upon request, full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.