Horn Joel H.'s Form 4 filing
Welbilt, Inc. (WBT) · filed Nov 12, 2021
- Accession no.
- 0001650962-21-000126
- Filed
- Nov 12, 2021
- Trade date
- Nov 9, 2021
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 12 non-derivative transactions and 10 derivative transactions. Open-market sales total $58.3K. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Horn Joel H.CIK 0001692959 | Officer (EVP, Gen Counsel and Corp Secy) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 9, 2021 | Common Stock | SSaleDisposed | −2,461 | $23.69 | −$58,301.09 | 33,768 | Direct | |
| Nov 9, 2021 | Common Stock | MOption exerciseAcquired | +3,500 | $12.96 | +$45,360 | 37,268 | Direct | |
| Nov 9, 2021 | Common Stock | MOption exerciseAcquired | +3,915 | $14.44 | +$56,532.6 | 41,183 | Direct | |
| Nov 9, 2021 | Common Stock | MOption exerciseAcquired | +3,170 | $23.14 | +$73,353.8 | 44,353 | Direct | |
| Nov 9, 2021 | Common Stock | MOption exerciseAcquired | +4,990 | $17.35 | +$86,576.5 | 49,343 | Direct | |
| Nov 9, 2021 | Common Stock | MOption exerciseAcquired | +7,135 | $13.51 | +$96,393.85 | 56,478 | Direct | |
| Nov 9, 2021 | Common Stock | MOption exerciseAcquired | +9,568 | $18.61 | +$178,060.48 | 66,046 | Direct | |
| Nov 9, 2021 | Common Stock | MOption exerciseAcquired | +13,809 | $20.25 | +$279,632.25 | 79,855 | Direct | |
| Nov 9, 2021 | Common Stock | MOption exerciseAcquired | +12,141 | $14.99 | +$181,993.59 | 91,996 | Direct | |
| Nov 9, 2021 | Common Stock | MOption exerciseAcquired | +9,229 | $14.01 | +$129,298.29 | 101,225 | Direct | |
| Nov 9, 2021 | Common Stock | MOption exerciseAcquired | +4,502 | $14.77 | +$66,494.54 | 105,727 | Direct | |
| Nov 9, 2021 | Common Stock | FTax withholdingDisposed | −57,475 | $23.73 | −$1,363,881.75 | 48,252 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 9, 2021 | Common Stock | MOption exerciseDisposed | −3,500 | $0.00 | $0 | 0 | Direct | |
| Nov 9, 2021 | Common Stock | MOption exerciseDisposed | −3,915 | $0.00 | $0 | 0 | Direct | |
| Nov 9, 2021 | Common Stock | MOption exerciseDisposed | −3,170 | $0.00 | $0 | 0 | Direct | |
| Nov 9, 2021 | Common Stock | MOption exerciseDisposed | −4,990 | $0.00 | $0 | 0 | Direct | |
| Nov 9, 2021 | Common Stock | MOption exerciseDisposed | −7,135 | $0.00 | $0 | 0 | Direct | |
| Nov 9, 2021 | Common Stock | MOption exerciseDisposed | −9,568 | $0.00 | $0 | 0 | Direct | |
| Nov 9, 2021 | Common Stock | MOption exerciseDisposed | −13,809 | $0.00 | $0 | 0 | Direct | |
| Nov 9, 2021 | Common Stock | MOption exerciseDisposed | −12,141 | $0.00 | $0 | 4,047 | Direct | |
| Nov 9, 2021 | Common Stock | MOption exerciseDisposed | −9,229 | $0.00 | $0 | 9,229 | Direct | |
| Nov 9, 2021 | Common Stock | MOption exerciseDisposed | −4,502 | $0.00 | $0 | 9,008 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.