Matlock James Michael's Form 4 filing
Toast, Inc. (TOST) · filed Nov 3, 2022
- Accession no.
- 0001650164-22-000134
- Filed
- Nov 3, 2022
- Trade date
- Nov 1-2, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $550.5K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Matlock James MichaelCIK 0001887681 | Officer (Principal Accounting Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 1, 2022 | Class A Common Stock | MOption exerciseAcquired | +62,500 | –F1 | – | 63,717 | Direct | |
| Nov 1, 2022 | Class A Common Stock | MOption exerciseAcquired | +978 | –F1 | – | 64,695 | Direct | |
| Nov 2, 2022 | Class A Common Stock | SSaleDisposed | −25,991 | $21.18 | −$550,489.38 | 38,704 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 1, 2022 | Class A Common Stock | MOption exerciseDisposed | −62,500 | $0.00 | $0 | 187,500 | Direct | |
| Nov 1, 2022 | Class A Common Stock | MOption exerciseDisposed | −978 | $0.00 | $0 | 12,715 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Restricted Stock Units ("RSUs") convert into Class A Common Stock on a one-for-one basis upon vesting and settlement.
Referenced by the price of 2 transactions in Table I.