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Lillie Brian's Form 4 filing

Lumentum Holdings Inc.LITE · filed May 12, 2026

Accession no.
0001648231-26-000002
Filed
May 12, 2026
Trade date
May 11, 2026
Filing delay
1 day
Rule 10b5-1 plan
Checked

This filing lists 30 non-derivative transactions. Open-market sales total $11.7M. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Lillie BrianCIK 0001648231Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 11, 2026Common StockSSaleDisposed−1,469$950.99−$1,397,004.3124,441Direct
May 11, 2026Common StockSSaleDisposed−80$953.54−$76,283.224,361Direct
May 11, 2026Common StockSSaleDisposed−1,000$955.01F2−$955,01023,361Direct
May 11, 2026Common StockSSaleDisposed−120$957.84F3−$114,940.823,241Direct
May 11, 2026Common StockSSaleDisposed−40$962.88−$38,515.223,201Direct
May 11, 2026Common StockSSaleDisposed−239$964.30F4−$230,467.722,962Direct
May 11, 2026Common StockSSaleDisposed−122$965.63F5−$117,806.8622,840Direct
May 11, 2026Common StockSSaleDisposed−101$967.23F6−$97,690.2322,739Direct
May 11, 2026Common StockSSaleDisposed−170$968.80F7−$164,69622,569Direct
May 11, 2026Common StockSSaleDisposed−40$970.00−$38,80022,529Direct
May 11, 2026Common StockSSaleDisposed−200$971.85F8−$194,37022,329Direct
May 11, 2026Common StockSSaleDisposed−68$972.77F9−$66,148.3622,261Direct
May 11, 2026Common StockSSaleDisposed−80$974.23F10−$77,938.422,181Direct
May 11, 2026Common StockSSaleDisposed−200$975.48F11−$195,09621,981Direct
May 11, 2026Common StockSSaleDisposed−120$978.10F12−$117,37221,861Direct
May 11, 2026Common StockSSaleDisposed−1,160$979.49F13−$1,136,208.420,701Direct
May 11, 2026Common StockSSaleDisposed−208$980.25F14−$203,89220,493Direct
May 11, 2026Common StockSSaleDisposed−176$982.73F15−$172,960.4820,317Direct
May 11, 2026Common StockSSaleDisposed−1,570$985.29F16−$1,546,905.318,747Direct
May 11, 2026Common StockSSaleDisposed−40$986.28−$39,451.218,707Direct
May 11, 2026Common StockSSaleDisposed−120$989.04F17−$118,684.818,587Direct
May 11, 2026Common StockSSaleDisposed−80$990.00−$79,20018,507Direct
May 11, 2026Common StockSSaleDisposed−67$991.59F18−$66,436.5318,440Direct
May 11, 2026Common StockSSaleDisposed−40$993.48−$39,739.218,400Direct
May 11, 2026Common StockSSaleDisposed−322$995.06F19−$320,409.3218,078Direct
May 11, 2026Common StockSSaleDisposed−120$996.40F20−$119,56817,958Direct
May 11, 2026Common StockSSaleDisposed−80$997.00−$79,76017,878Direct
May 11, 2026Common StockSSaleDisposed−120$998.68F21−$119,841.617,758Direct
May 11, 2026Common StockSSaleDisposed−1,848$1,000.16F22−$1,848,295.6815,910Direct
May 11, 2026Common StockSSaleDisposed−1,951$1,003.62F23−$1,958,062.6213,959Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

These sales were executed in multiple trades at prices ranging from $955.00 to $955.035. The price reported above reflects the weighted average sale price. The Reporting Person hereby undertakes to provide full information regarding the number of shares sold at each separate price, within the ranges set forth in footnotes (2) through (23) to this Form 4, upon request, to the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer.

Referenced by the price of 1 transaction in Table I.

F3

These sales were executed in multiple trades at prices ranging from $957.76 to $958.00.

Referenced by the price of 1 transaction in Table I.

F4

These sales were executed in multiple trades at prices ranging from $964.02 to $965.00.

Referenced by the price of 1 transaction in Table I.

F5

These sales were executed in multiple trades at prices ranging from $965.62 to $965.95.

Referenced by the price of 1 transaction in Table I.

F6

These sales were executed in multiple trades at prices ranging from $966.87 to $967.72.

Referenced by the price of 1 transaction in Table I.

F7

These sales were executed in multiple trades at prices ranging from $968.48 to $969.09.

Referenced by the price of 1 transaction in Table I.

F8

These sales were executed in multiple trades at prices ranging from $971.25 to $972.00.

Referenced by the price of 1 transaction in Table I.

F9

These sales were executed in multiple trades at prices ranging from $972.45 to $973.00.

Referenced by the price of 1 transaction in Table I.

F10

These sales were executed in multiple trades at prices ranging from $973.98 to $974.47.

Referenced by the price of 1 transaction in Table I.

F11

These sales were executed in multiple trades at prices ranging from $975.38 to $975.73.

Referenced by the price of 1 transaction in Table I.

F12

These sales were executed in multiple trades at prices ranging from $977.50 to $978.49.

Referenced by the price of 1 transaction in Table I.

F13

These sales were executed in multiple trades at prices ranging from $979.00 to $979.89.

Referenced by the price of 1 transaction in Table I.

F14

These sales were executed in multiple trades at prices ranging from $980.00 to $980.69.

Referenced by the price of 1 transaction in Table I.

F15

These sales were executed in multiple trades at prices ranging from $982.12 to $983.00.

Referenced by the price of 1 transaction in Table I.

F16

These sales were executed in multiple trades at prices ranging from $985.00 to $985.545.

Referenced by the price of 1 transaction in Table I.

F17

These sales were executed in multiple trades at prices ranging from $988.82 to $989.48.

Referenced by the price of 1 transaction in Table I.

F18

These sales were executed in multiple trades at prices ranging from $991.50 to $991.65.

Referenced by the price of 1 transaction in Table I.

F19

These sales were executed in multiple trades at prices ranging from $994.50 to $995.465.

Referenced by the price of 1 transaction in Table I.

F20

These sales were executed in multiple trades at prices ranging from $996.00 to $996.60..

Referenced by the price of 1 transaction in Table I.

F21

These sales were executed in multiple trades at prices ranging from $998.43 to $999.13.

Referenced by the price of 1 transaction in Table I.

F22

These sales were executed in multiple trades at prices ranging from $999.50 to $1,000.49.

Referenced by the price of 1 transaction in Table I.

F23

These sales were executed in multiple trades at prices ranging from $1,003.195 to $1,004.00.

Referenced by the price of 1 transaction in Table I.

Remarks

Due to a 30 line-item limitation in Table I, this is the first of two Forms 4 filed by the Reporting Person.

Read the full filing on SEC EDGAR (opens in a new tab)