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Smith Kimberly J's Form 4 filing

Modiv Industrial, Inc. (MDV) · filed Apr 19, 2022

Accession no.
0001645873-22-000116
Filed
Apr 19, 2022
Trade date
Dec 21, 2021-Feb 25, 2022
Filing delay
119 daysLate
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 4 non-derivative transactions. Open-market purchases total $20.33. It was filed 119 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Smith Kimberly JCIK 0001578938Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Dec 21, 2021COMMON STOCK, CLASS CAGrant or awardAcquired+152.68$0.00F1$0152.68Direct
Jan 5, 2022COMMON STOCK, CLASS CPPurchaseAcquired+0.19$27.29+$5.19152.88Direct
Jan 18, 2022COMMON STOCK, CLASS CPPurchaseAcquired+0.02$27.29+$0.55152.89Direct
Feb 25, 2022COMMON STOCK, CLASS CPPurchaseAcquired+0.75$19.45+$14.59153.64Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Issued to Director for services rendered at a net asset value per share of $27.29 per share.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)