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Cordova Ashley's Form 4 filing

NovoCure Ltd (NVCR) · filed Aug 16, 2021

Accession no.
0001645113-21-000103
Filed
Aug 16, 2021
Trade date
Aug 12, 2021
Filing delay
4 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 12 non-derivative transactions and 6 derivative transactions. Open-market sales total $3.75M. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Cordova AshleyCIK 0001822014Officer (Chief Financial Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 12, 2021Ordinary SharesMOption exerciseAcquired+10,000$15.60+$156,00045,993Direct
Aug 12, 2021Ordinary SharesMOption exerciseAcquired+5,927$19.25+$114,094.7551,920Direct
Aug 12, 2021Ordinary SharesSSaleDisposed−5,927$141.06F1−$836,062.6245,993Direct
Aug 12, 2021Ordinary SharesMOption exerciseAcquired+8,026$21.50+$172,55954,019Direct
Aug 12, 2021Ordinary SharesSSaleDisposed−8,026$140.90F2−$1,130,863.445,993Direct
Aug 12, 2021Ordinary SharesMOption exerciseAcquired+2,767$32.02+$88,599.3448,760Direct
Aug 12, 2021Ordinary SharesSSaleDisposed−2,767$140.90−$389,870.345,993Direct
Aug 12, 2021Ordinary SharesMOption exerciseAcquired+7,298$47.04+$343,297.9253,291Direct
Aug 12, 2021Ordinary SharesSSaleDisposed−7,298$140.90−$1,028,288.245,993Direct
Aug 12, 2021Ordinary SharesMOption exerciseAcquired+2,606$69.37+$180,778.2248,599Direct
Aug 12, 2021Ordinary SharesSSaleDisposed−2,606$140.90−$367,185.445,993Direct
Aug 12, 2021Ordinary SharesGGiftDisposed−1,733$0.00F3$044,260Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 12, 2021Ordinary SharesMOption exerciseDisposed−10,000$0.00$03,840Direct
Aug 12, 2021Ordinary SharesMOption exerciseDisposed−5,927$0.00$00Direct
Aug 12, 2021Ordinary SharesMOption exerciseDisposed−8,026$0.00$03,297Direct
Aug 12, 2021Ordinary SharesMOption exerciseDisposed−2,767$0.00$05,533Direct
Aug 12, 2021Ordinary SharesMOption exerciseDisposed−7,298$0.00$05,172Direct
Aug 12, 2021Ordinary SharesMOption exerciseDisposed−2,606$0.00$06,375Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

On August 12, 2021, Ms. Cordova sold 5,927 shares in multiple trades at prices ranging from $140.90 to $141.08. The price reported above reflects the weighted average sale price. Ms. Cordova hereby undertakes to provide to the Staff, the issuer or any security holder of the issuer upon request, full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F2

On August 12, 2021, Ms. Cordova sold 8,026 shares in multiple trades at prices ranging from $140.90 to $140.98. The price reported above reflects the weighted average sale price. Ms. Cordova hereby undertakes to provide to the Staff, the issuer or any security holder of the issuer upon request, full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F3

Price is not applicable to acquisitions or dispositions resulting from bona fide gifts.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)