Paglia Lou's Form 4 filing
Sterling Check Corp. (STER) · filed Jul 16, 2024
- Accession no.
- 0001645070-24-000125
- Filed
- Jul 16, 2024
- Trade date
- Jul 12-15, 2024
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Checked
This filing lists 5 non-derivative transactions and 3 derivative transactions. Open-market sales total $599.1K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Paglia LouCIK 0001883662 | Officer (See Remarks) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 12, 2024 | Common Stock | MOption exerciseAcquired | +21,913 | $9.68 | +$212,117.84 | 640,244 | Direct | |
| Jul 12, 2024 | Common Stock | SSaleDisposed | −21,913 | $15.19 | −$332,858.47 | 618,331 | Direct | |
| Jul 15, 2024 | Common Stock | MOption exerciseAcquired | +13,285 | $9.68 | +$128,598.8 | 631,616 | Direct | |
| Jul 15, 2024 | Common Stock | MOption exerciseAcquired | +4,241 | $9.68 | +$41,052.88 | 635,857 | Direct | |
| Jul 15, 2024 | Common Stock | SSaleDisposed | −17,526 | $15.19F2 | −$266,219.94 | 618,331 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 12, 2024 | Common Stock | MOption exerciseDisposed | −21,913 | $0.00 | $0 | 13,285 | Direct | |
| Jul 15, 2024 | Common Stock | MOption exerciseDisposed | −13,285 | $0.00 | $0 | 0 | Direct | |
| Jul 15, 2024 | Common Stock | MOption exerciseDisposed | −4,241 | $0.00 | $0 | 249,136 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
This transaction was executed in multiple trades with sales prices ranging from $15.00 to $15.25. The price reported above reflects the weighted average sales price.
Referenced by the price of 1 transaction in Table I.
Remarks
Mr. Paglia is the President and Chief Operating Officer of Sterling Check Corp.