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Cole Matthew's Form 4 filing

Littelfuse Inc (LFUS) · filed Nov 14, 2022

Accession no.
0001643462-22-000001
Filed
Nov 14, 2022
Trade date
Nov 9-10, 2022
Filing delay
5 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 6 non-derivative transactions and 1 derivative transaction. Open-market sales total $197.3K. It was filed 5 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Cole MatthewCIK 0001643462Officer (SVP eMobility & Corp. Strategy)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Nov 9, 2022Common StockMOption exerciseAcquired+900$120.15+$108,1356,074Direct
Nov 9, 2022Common StockSSaleDisposed−115$217.75F1−$25,041.255,959Direct
Nov 9, 2022Common StockSSaleDisposed−201$218.74F2−$43,966.745,758Direct
Nov 9, 2022Common StockSSaleDisposed−519$219.69F3−$114,019.115,239Direct
Nov 9, 2022Common StockSSaleDisposed−65$220.33F4−$14,321.455,174Direct
Nov 10, 2022Common StockGGiftDisposed−185$0.00$04,989Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Nov 9, 2022Common StockMOption exerciseDisposed−900$0.00$0835Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The shares were sold in multiple transactions at prices ranging from $217.22 to $218.15, inclusive. This amount represents the weighted average sale price of such transactions. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Referenced by the price of 1 transaction in Table I.

F2

The shares were sold in multiple transactions at prices ranging from $218.24 to $219.15, inclusive. This amount represents the weighted average sale price of such transactions. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Referenced by the price of 1 transaction in Table I.

F3

The shares were sold in multiple transactions at prices ranging from $219.25 to $220.22, inclusive. This amount represents the weighted average sale price of such transactions. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Referenced by the price of 1 transaction in Table I.

F4

The shares were sold in multiple transactions at prices ranging from $220.26 to $220.38, inclusive. This amount represents the weighted average sale price of such transactions. The reporting person undertakes to provide full information regarding the number of shares sold at each separate price upon request of the Securities and Exchange Commission, the Issuer, or a security holder of the Issuer.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)