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Phung Trinh's Form 4 filing

Shockwave Medical, Inc. (SWAV) · filed Mar 6, 2024

Accession no.
0001642545-24-000073
Filed
Mar 6, 2024
Trade date
Mar 4-6, 2024
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions. Open-market sales total $5.32K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Phung TrinhCIK 0001911088Officer (VP, Finance)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 4, 2024Common StockFTax withholdingDisposed−24$263.75−$6,33031,054Direct
Mar 4, 2024Common StockFTax withholdingDisposed−9$263.75−$2,373.7531,045Direct
Mar 6, 2024Common StockSSaleDisposed−21$253.14−$5,315.9431,024Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

No transaction price on this filing refers to a footnote.

Read the full filing on SEC EDGAR (opens in a new tab)