Marathon Asset Management LP's Form 4 filing
John Hancock Marathon Asset-Based Lending Fund · filed Aug 14, 2025
- Accession no.
- 0001641172-25-024161
- Filed
- Aug 14, 2025
- Trade date
- Nov 29, 2024-Mar 31, 2025
- Filing delay
- 258 daysLate
- Rule 10b5-1 plan
- Not checked
This filing lists 2 non-derivative transactions. Open-market sales total $1.50M. It was filed 258 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Marathon Asset Management LPCIK 0001279913 | Other: Sub-Advisor |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 29, 2024 | Class I Shares | JOtherDisposed | −295,130.35 | $0.00F1 | $0 | 1,893,647.35 | Direct | |
| Mar 31, 2025 | Class I Shares | SSaleDisposed | −73,457.39 | $20.42 | −$1,499,999.9 | 1,820,189.96 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Reflects the transfer of Class I Shares by the Reporting Person to a limited partner of the Reporting Person in exchange for no payment.
Referenced by the price of 1 transaction in Table I.