Tansey Casey M's Form 4 filing
Shoulder Innovations, Inc. (SI) · filed Aug 5, 2025
- Accession no.
- 0001641172-25-022252
- Filed
- Aug 5, 2025
- Trade date
- Aug 1, 2025
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions and 3 derivative transactions. Open-market purchases total $600.0K. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Tansey Casey MCIK 0001474322 | Director, 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 1, 2025 | Common Stock | CConversionAcquired | +1,686,403 | –F1 | – | 1,686,403 | Indirect | |
| Aug 1, 2025 | Common Stock | CConversionAcquired | +85,587 | –F1 | – | 85,587 | Indirect | |
| Aug 1, 2025 | Common Stock | CConversionAcquired | +921,131 | –F1 | – | 921,131 | Indirect | |
| Aug 1, 2025 | Common Stock | AGrant or awardAcquired | +7,666 | $0.00 | $0 | 7,666 | Direct | |
| Aug 1, 2025 | Common Stock | PPurchaseAcquired | +40,000 | $15.00 | +$600,000 | 47,666 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 1, 2025 | Common Stock | CConversionDisposed | −1,096,971 | –F1 | – | 0 | Indirect | |
| Aug 1, 2025 | Common Stock | CConversionDisposed | −521,498 | –F1 | – | 0 | Indirect | |
| Aug 1, 2025 | Common Stock | CConversionDisposed | −1,074,652 | –F1 | – | 0 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Immediately prior to the closing of the Issuer's initial public offering, the shares of preferred stock of the Issuer automatically converted into shares of Common Stock on a one-for-0.052410901 basis.
Referenced by the price of 3 transactions in Table I and 3 transactions in Table II.