Dutt Ronald F's Form 4 filing
Flux Power Holdings, Inc. (FLUX) · filed Apr 2, 2025
- Accession no.
- 0001641172-25-002486
- Filed
- Apr 2, 2025
- Trade date
- Apr 1, 2025
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions and 2 derivative transactions. Open-market sales total $12.5K. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Dutt Ronald FCIK 0001262880 | Other: Former CEO and President |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 1, 2025 | Common Stock | AGrant or awardAcquired | +1,500 | $2.58 | +$3,870 | 43,430 | Direct | |
| Apr 1, 2025 | Common Stock | AGrant or awardAcquired | +1,500 | $1.46 | +$2,190 | 44,930 | Direct | |
| Apr 1, 2025 | Common Stock | MOption exerciseAcquired | +13,214 | – | – | 58,144 | Direct | |
| Apr 1, 2025 | Common Stock | MOption exerciseAcquired | +4,021 | – | – | 62,165 | Direct | |
| Apr 1, 2025 | Common Stock | SSaleDisposed | −7,467 | $1.67 | −$12,469.89 | 54,698 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Apr 1, 2025 | Common Stock | MOption exerciseDisposed | −13,214 | – | – | 0 | Direct | |
| Apr 1, 2025 | Common Stock | MOption exerciseDisposed | −4,021 | – | – | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.