Slootman Frank's Form 4 filing
Snowflake Inc. (SNOW) · filed Nov 30, 2023
- Accession no.
- 0001640147-23-000256
- Filed
- Nov 30, 2023
- Trade date
- Nov 29, 2023
- Filing delay
- 1 day
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $19.8M. It was filed 1 day after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Slootman FrankCIK 0001402348 | Director, Officer (CEO and Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 29, 2023 | Class A Common Stock | MOption exerciseAcquired | +112,500 | $8.88 | +$999,000 | 295,413 | Direct | |
| Nov 29, 2023 | Class A Common Stock | SSaleDisposed | −70,061 | $175.54F3 | −$12,298,507.94 | 225,352 | Direct | |
| Nov 29, 2023 | Class A Common Stock | SSaleDisposed | −39,139 | $176.43F4 | −$6,905,293.77 | 186,213 | Direct | |
| Nov 29, 2023 | Class A Common Stock | SSaleDisposed | −3,300 | $177.17F5 | −$584,661 | 182,913 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 29, 2023 | Class A Common Stock | MOption exerciseDisposed | −112,500 | $0.00 | $0 | 11,670,364 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $175.000 to $175.990, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in these footnote.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $176.000 to $176.990, inclusive.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $177.000 to $177.490, inclusive.
Referenced by the price of 1 transaction in Table I.