Slootman Frank's Form 4 filing
Snowflake Inc. (SNOW) · filed Jun 23, 2023
- Accession no.
- 0001640147-23-000137
- Filed
- Jun 23, 2023
- Trade date
- Jun 21-22, 2023
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 14 non-derivative transactions and 2 derivative transactions. Open-market sales total $3.68M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Slootman FrankCIK 0001402348 | Director, Officer (CEO and Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 21, 2023 | Class A Common Stock | MOption exerciseAcquired | +19,073 | $8.88 | +$169,368.24 | 204,756 | Direct | |
| Jun 21, 2023 | Class A Common Stock | SSaleDisposed | −990 | $173.79F3 | −$172,052.1 | 203,766 | Direct | |
| Jun 21, 2023 | Class A Common Stock | SSaleDisposed | −3,645 | $175.14F4 | −$638,385.3 | 200,121 | Direct | |
| Jun 21, 2023 | Class A Common Stock | SSaleDisposed | −7,311 | $175.87F5 | −$1,285,785.57 | 192,810 | Direct | |
| Jun 21, 2023 | Class A Common Stock | SSaleDisposed | −2,850 | $177.05F6 | −$504,592.5 | 189,960 | Direct | |
| Jun 21, 2023 | Class A Common Stock | SSaleDisposed | −1,400 | $178.01F7 | −$249,214 | 188,560 | Direct | |
| Jun 21, 2023 | Class A Common Stock | SSaleDisposed | −800 | $179.22F8 | −$143,376 | 187,760 | Direct | |
| Jun 21, 2023 | Class A Common Stock | SSaleDisposed | −992 | $181.90F9 | −$180,444.8 | 186,768 | Direct | |
| Jun 21, 2023 | Class A Common Stock | SSaleDisposed | −1,085 | $182.49F10 | −$198,001.65 | 185,683 | Direct | |
| Jun 22, 2023 | Class A Common Stock | MOption exerciseAcquired | +1,761 | $8.88 | +$15,637.68 | 187,444 | Direct | |
| Jun 22, 2023 | Class A Common Stock | SSaleDisposed | −195 | $175.21F11 | −$34,165.95 | 187,249 | Direct | |
| Jun 22, 2023 | Class A Common Stock | SSaleDisposed | −644 | $176.50F12 | −$113,666 | 186,605 | Direct | |
| Jun 22, 2023 | Class A Common Stock | SSaleDisposed | −296 | $178.16F13 | −$52,735.36 | 186,309 | Direct | |
| Jun 22, 2023 | Class A Common Stock | SSaleDisposed | −626 | $178.85F14 | −$111,960.1 | 185,683 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jun 21, 2023 | Class A Common Stock | MOption exerciseDisposed | −19,073 | $0.00 | $0 | 11,901,291 | Direct | |
| Jun 22, 2023 | Class A Common Stock | MOption exerciseDisposed | −1,761 | $0.00 | $0 | 11,899,530 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The price reported in Column 4 is a weighted-average price. The shares were sold on 6/21/2023 in multiple transactions ranging from $173.310 to $174.270, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in these footnotes.
Referenced by the price of 1 transaction in Table I.
- F4
The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $174.450 to $175.440, inclusive.
Referenced by the price of 1 transaction in Table I.
- F5
The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $175.460 to $176.400, inclusive.
Referenced by the price of 1 transaction in Table I.
- F6
The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $176.530 to $177.480, inclusive.
Referenced by the price of 1 transaction in Table I.
- F7
The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $177.620 to $178.590 , inclusive.
Referenced by the price of 1 transaction in Table I.
- F8
The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $178.950 to $179.570, inclusive.
Referenced by the price of 1 transaction in Table I.
- F9
The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $181.185 to $182.180, inclusive.
Referenced by the price of 1 transaction in Table I.
- F10
The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $182.210 to $182.660 , inclusive.
Referenced by the price of 1 transaction in Table I.
- F11
The price reported in Column 4 is a weighted-average price. The shares were sold on 6/22/2023 in multiple transactions ranging from $175.000 to $175.405, inclusive. The Reporting Person undertakes to provide the Issuer, any security holder of the Issuer, or the Staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the ranges set forth in these footnotes.
Referenced by the price of 1 transaction in Table I.
- F12
The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $176.120 to $177.080, inclusive.
Referenced by the price of 1 transaction in Table I.
- F13
The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $177.650 to $178.620, inclusive.
Referenced by the price of 1 transaction in Table I.
- F14
The price reported in Column 4 is a weighted-average price. The shares were sold in multiple transactions ranging from $178.680 to $178.960, inclusive.
Referenced by the price of 1 transaction in Table I.