Slootman Frank's Form 4 filing
Snowflake Inc. (SNOW) · filed Dec 16, 2021
- Accession no.
- 0001640147-21-000279
- Filed
- Dec 16, 2021
- Trade date
- Nov 30-Dec 15, 2021
- Filing delay
- 16 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $344.1M. It was filed 16 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Slootman FrankCIK 0001402348 | Director, Officer (CEO and Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 30, 2021 | Class A Common Stock | GGiftDisposed | −6,309 | $0.00 | $0 | 11,273 | Direct | |
| Dec 2, 2021 | Class A Common Stock | GGiftDisposed | −11,273 | $0.00 | $0 | 0 | Direct | |
| Dec 15, 2021 | Class A Common Stock | MOption exerciseAcquired | +1,000,000 | $8.88 | +$8,880,000 | 1,000,000 | Direct | |
| Dec 15, 2021 | Class A Common Stock | SSaleDisposed | −1,000,000 | $344.13 | −$344,130,000 | 0 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Dec 15, 2021 | Class A Common Stock | MOption exerciseDisposed | −1,000,000 | $0.00 | $0 | 11,920,364 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.