Garrett Mark's Form 4 filing
Snowflake Inc. (SNOW) · filed Oct 29, 2021
- Accession no.
- 0001640147-21-000239
- Filed
- Oct 29, 2021
- Trade date
- Oct 27, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.20M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Garrett MarkCIK 0001246215 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 27, 2021 | Class A Common Stock | MOption exerciseAcquired | +3,187 | $3.74 | +$11,919.38 | 4,411 | Direct | |
| Oct 27, 2021 | Class A Common Stock | SSaleDisposed | −3,187 | $348.00 | −$1,109,076 | 1,224 | Direct | |
| Oct 27, 2021 | Class A Common Stock | SSaleDisposed | −271 | $348.00 | −$94,308 | 130,495 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 27, 2021 | Class A Common Stock | MOption exerciseDisposed | −3,187 | $0.00 | $0 | 678,562 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.