McMahon John Dennis's Form 4 filing
Snowflake Inc. (SNOW) · filed Oct 7, 2021
- Accession no.
- 0001640147-21-000228
- Filed
- Oct 7, 2021, 8:44 PM ET
- Trade date
- Oct 5, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 1 derivative transaction. Open-market sales total $12.0M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| McMahon John DennisCIK 0001397798 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 5, 2021 | Class A Common Stock | MOption exerciseAcquired | +41,090 | $0.07 | +$2,876.3 | 157,142 | Direct | |
| Oct 5, 2021 | Class A Common Stock | SSaleDisposed | −37,024 | $290.50 | −$10,755,472 | 120,118 | Direct | |
| Oct 5, 2021 | Class A Common Stock | SSaleDisposed | −4,066 | $300.00 | −$1,219,800 | 116,052 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 5, 2021 | Class A Common Stock | MOption exerciseDisposed | −41,090 | $0.00 | $0 | 201,386 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.