Slootman Frank's Form 4 filing
Snowflake Inc. (SNOW) · filed Aug 24, 2021
- Accession no.
- 0001640147-21-000194
- Filed
- Aug 24, 2021
- Trade date
- Jul 28-Aug 20, 2021
- Filing delay
- 27 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 19 non-derivative transactions and 1 derivative transaction. Open-market sales total $8.14M. It was filed 27 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Slootman FrankCIK 0001402348 | Director, Officer (CEO and Chairman) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 28, 2021 | Class A Common Stock | GGiftDisposed | −3,155 | $0.00 | $0 | 58,592 | Direct | |
| Aug 20, 2021 | Class A Common Stock | MOption exerciseAcquired | +31,546 | $8.88 | +$280,128.48 | 90,138 | Direct | |
| Aug 20, 2021 | Class A Common Stock | SSaleDisposed | −1,495 | $248.60 | −$371,657 | 88,643 | Direct | |
| Aug 20, 2021 | Class A Common Stock | SSaleDisposed | −1,400 | $249.41 | −$349,174 | 87,243 | Direct | |
| Aug 20, 2021 | Class A Common Stock | SSaleDisposed | −1,315 | $250.96 | −$330,012.4 | 85,928 | Direct | |
| Aug 20, 2021 | Class A Common Stock | SSaleDisposed | −1,500 | $251.92 | −$377,880 | 84,428 | Direct | |
| Aug 20, 2021 | Class A Common Stock | SSaleDisposed | −757 | $253.16 | −$191,642.12 | 83,671 | Direct | |
| Aug 20, 2021 | Class A Common Stock | SSaleDisposed | −3,200 | $254.60 | −$814,720 | 80,471 | Direct | |
| Aug 20, 2021 | Class A Common Stock | SSaleDisposed | −3,688 | $255.94 | −$943,906.72 | 76,783 | Direct | |
| Aug 20, 2021 | Class A Common Stock | SSaleDisposed | −2,925 | $257.10 | −$752,017.5 | 73,858 | Direct | |
| Aug 20, 2021 | Class A Common Stock | SSaleDisposed | −2,500 | $258.29 | −$645,725 | 71,358 | Direct | |
| Aug 20, 2021 | Class A Common Stock | SSaleDisposed | −2,000 | $259.63 | −$519,260 | 69,358 | Direct | |
| Aug 20, 2021 | Class A Common Stock | SSaleDisposed | −2,050 | $261.05 | −$535,152.5 | 67,308 | Direct | |
| Aug 20, 2021 | Class A Common Stock | SSaleDisposed | −1,563 | $262.52 | −$410,318.76 | 65,745 | Direct | |
| Aug 20, 2021 | Class A Common Stock | SSaleDisposed | −1,143 | $263.87 | −$301,603.41 | 64,602 | Direct | |
| Aug 20, 2021 | Class A Common Stock | SSaleDisposed | −2,959 | $264.93 | −$783,927.87 | 61,643 | Direct | |
| Aug 20, 2021 | Class A Common Stock | SSaleDisposed | −400 | $265.58 | −$106,232 | 61,243 | Direct | |
| Aug 20, 2021 | Class A Common Stock | SSaleDisposed | −1,267 | $266.91 | −$338,174.97 | 59,976 | Direct | |
| Aug 20, 2021 | Class A Common Stock | SSaleDisposed | −1,384 | $267.81 | −$370,649.04 | 58,592 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Aug 20, 2021 | Class A Common Stock | MOption exerciseDisposed | −31,546 | $0.00 | $0 | 13,488,200 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.