Cortese Thomas's Form 4 filing
Peloton Interactive, Inc. (PTON) · filed Nov 17, 2022
- Accession no.
- 0001639825-22-000140
- Filed
- Nov 17, 2022
- Trade date
- Oct 24-Nov 16, 2022
- Filing delay
- 24 daysLate
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions and 5 derivative transactions. Open-market sales total $127.8K. It was filed 24 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Cortese ThomasCIK 0001788276 | Officer (Chief Product Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2022 | Class A Common Stock | MOption exerciseDisposed | −29,751 | $0.00 | $0 | 446,256 | Direct | |
| Oct 24, 2022 | Class A Common Stock | GGiftDisposed | −100,000 | $0.00 | $0 | 1,361,922 | Direct | |
| Oct 24, 2022 | Class A Common Stock | GGiftAcquired | +100,000 | $0.00 | $0 | 100,000 | Indirect | |
| Nov 11, 2022 | Class A Common Stock | GGiftDisposed | −50,000 | $0.00 | $0 | 0 | Indirect | |
| Nov 11, 2022 | Class A Common Stock | GGiftAcquired | +50,000 | $0.00 | $0 | 1,411,922 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each RSU represents a contingent right to receive one (1) share of the issuer's Class A common stock upon settlement for no consideration.
Referenced by the price of 1 transaction in Table I.
- F3
The reported price in Column 4 is a weighted average price. These shares were sold in multiple transactions at prices ranging from $11.1704 to $11.1938 per share, inclusive. The Reporting Person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.