Draft Howard C.'s Form 4 filing
Peloton Interactive, Inc. (PTON) · filed Sep 21, 2021
- Accession no.
- 0001639825-21-000300
- Filed
- Sep 21, 2021
- Trade date
- Sep 17, 2021
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 4 non-derivative transactions and 6 derivative transactions. Open-market sales total $1.20M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Draft Howard C.CIK 0001401466 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 17, 2021 | Class A Common Stock | CConversionAcquired | +3,334 | $0.00 | $0 | 267,501 | Direct | |
| Sep 17, 2021 | Class A Common Stock | CConversionAcquired | +6,666 | $0.00 | $0 | 274,167 | Direct | |
| Sep 17, 2021 | Class A Common Stock | SSaleDisposed | −10,000 | $104.33 | −$1,043,300 | 264,167 | Direct | |
| Sep 17, 2021 | Class A Common Stock | SSaleDisposed | −1,500 | $104.33 | −$156,495 | 112,195 | Indirect |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 17, 2021 | Class B Common Stock | MOption exerciseDisposed | −3,334 | $0.00 | $0 | 20,000 | Direct | |
| Sep 17, 2021 | Class A Common Stock | MOption exerciseAcquired | +3,334 | $0.00 | $0 | 306,266 | Direct | |
| Sep 17, 2021 | Class A Common Stock | CConversionDisposed | −3,334 | $0.00 | $0 | 302,932 | Direct | |
| Sep 17, 2021 | Class B Common Stock | MOption exerciseDisposed | −6,666 | $0.00 | $0 | 202,501 | Direct | |
| Sep 17, 2021 | Class A Common Stock | MOption exerciseAcquired | +6,666 | $0.00 | $0 | 309,598 | Direct | |
| Sep 17, 2021 | Class A Common Stock | CConversionDisposed | −6,666 | $0.00 | $0 | 302,932 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.