McDonald Damien's Form 4 filing
LivaNova PLC (LIVN) · filed Mar 31, 2022
- Accession no.
- 0001639691-22-000031
- Filed
- Mar 31, 2022
- Trade date
- Mar 29-30, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 7 non-derivative transactions and 8 derivative transactions. Open-market sales total $226.9K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| McDonald DamienCIK 0001686894 | Officer (CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 29, 2022 | Ordinary Shares | SSaleDisposed | −2,784 | $81.50 | −$226,896 | 76,993 | Direct | |
| Mar 30, 2022 | Ordinary Shares | MOption exerciseAcquired | +3,213 | $0.00F2 | $0 | 80,206 | Direct | |
| Mar 30, 2022 | Ordinary Shares | FTax withholdingDisposed | −1,511 | $81.50 | −$123,146.5 | 78,695 | Direct | |
| Mar 30, 2022 | Ordinary Shares | MOption exerciseAcquired | +8,607 | $0.00F2 | $0 | 87,302 | Direct | |
| Mar 30, 2022 | Ordinary Shares | FTax withholdingDisposed | −4,046 | $81.50 | −$329,749 | 83,256 | Direct | |
| Mar 30, 2022 | Ordinary Shares | MOption exerciseAcquired | +5,120 | $0.00F2 | $0 | 88,376 | Direct | |
| Mar 30, 2022 | Ordinary Shares | FTax withholdingDisposed | −2,407 | $81.50 | −$196,170.5 | 85,969 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 30, 2022 | Ordinary Shares | MOption exerciseDisposed | −3,213 | $0.00 | $0 | 3,213 | Direct | |
| Mar 30, 2022 | Ordinary Shares | MOption exerciseDisposed | −8,607 | $0.00 | $0 | 17,213 | Direct | |
| Mar 30, 2022 | Ordinary Shares | MOption exerciseDisposed | −5,120 | $0.00 | $0 | 15,357 | Direct | |
| Mar 30, 2022 | Ordinary Shares | AGrant or awardAcquired | +18,283 | $0.00 | $0 | 18,283 | Direct | |
| Mar 30, 2022 | Ordinary Shares | AGrant or awardAcquired | +9,141 | $0.00 | $0 | 9,141 | Direct | |
| Mar 30, 2022 | Ordinary Shares | AGrant or awardAcquired | +18,283 | $0.00 | $0 | 18,283 | Direct | |
| Mar 30, 2022 | Ordinary Shares | AGrant or awardAcquired | +9,141 | $0.00 | $0 | 9,141 | Direct | |
| Mar 30, 2022 | Ordinary Shares | AGrant or awardAcquired | +35,483 | $0.00 | $0 | 35,483 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F2
Reporting person had vested restricted stock units (RSUs) settled in ordinary shares of LivaNova PLC (the Company), GBP 1.00 par value.
Referenced by the price of 3 transactions in Table I.