Novak Alfred J's Form 4 filing
LivaNova PLC (LIVN) · filed Nov 12, 2021
- Accession no.
- 0001639691-21-000113
- Filed
- Nov 12, 2021
- Trade date
- Nov 10-11, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market sales total $266.8K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Novak Alfred JCIK 0001388862 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 10, 2021 | Ordinary Shares | SSaleDisposed | −644 | $90.77 | −$58,455.88 | 13,705 | Direct | |
| Nov 11, 2021 | Ordinary Shares | SSaleDisposed | −2,337 | $89.17F1 | −$208,390.29 | 11,368 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents weighted average selling price. Securities sold through 21 separate sales on the transaction date at prices ranging from $88.89 to $89.71. The reporting person hereby undertakes to provide upon request to the SEC, the issuer or any stockholder of the issuer, the full information regarding the number of shares and prices at which the transaction was effected.
Referenced by the price of 1 transaction in Table I.