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Kreitzer Gary A's Form 4 filing

Innovative Industrial Properties Inc (IIPR) · filed Sep 15, 2021

Accession no.
0001638599-21-000714
Filed
Sep 15, 2021
Trade date
Sep 13-15, 2021
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 3 non-derivative transactions. Open-market sales total $210.5K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Kreitzer Gary ACIK 0001298785Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 13, 2021Series A Preferred StockSSaleDisposed−2,775$36.24F1−$100,56637,225Direct
Sep 14, 2021Series A Preferred StockSSaleDisposed−1,903$34.23F2−$65,139.6935,322Direct
Sep 15, 2021Series A Preferred StockSSaleDisposed−1,322$33.85F3−$44,749.734,000Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Reflects multiple sale transactions at share prices ranging from $35.20 to $37.02. Upon request by the Securities and Exchange Commission staff, Innovative Industrial Properties, Inc. or a security holder of Innovative Industrial Properties, Inc., full information shall be provided regarding the number of shares sold at each price.

Referenced by the price of 1 transaction in Table I.

F2

Reflects multiple sales transactions at share prices ranging from $33.88 to $35.02. Upon request by the Securities and Exchange Commission staff, Innovative Industrial Properties, Inc. or a security holder of Innovative Industrial Properties, Inc., full information shall be provided regarding the number of shares sold at each price.

Referenced by the price of 1 transaction in Table I.

F3

Reflects multiple sales transactions at share prices ranging from $33.50 to $34.50. Upon request by the Securities and Exchange Commission staff, Innovative Industrial Properties, Inc. or a security holder of Innovative Industrial Properties, Inc., full information shall be provided regarding the number of shares sold at each price.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)