Kennedy John C's Form 4 filing
Horizon Global Corp (HZN) · filed Feb 22, 2022
- Accession no.
- 0001637655-22-000019
- Filed
- Feb 22, 2022
- Trade date
- Feb 17-22, 2022
- Filing delay
- 5 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions. Open-market purchases total $147.9K. It was filed 5 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Kennedy John CCIK 0001098541 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Feb 17, 2022 | Common Stock | PPurchaseAcquired | +12,278 | $5.38F1 | +$66,055.64 | 800,697 | Direct | |
| Feb 18, 2022 | Common Stock | PPurchaseAcquired | +4,272 | $5.51F2 | +$23,538.72 | 804,969 | Direct | |
| Feb 22, 2022 | Common Stock | PPurchaseAcquired | +11,564 | $5.04F3 | +$58,282.56 | 816,533 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents the weighted average purchase price rounded to the nearest hundredths. The shares were purchased in multiple transactions at prices ranging from $5.14 to $5.60 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (1) to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F2
Represents the weighted average purchase price rounded to the nearest hundredths. The shares were purchased in multiple transactions at prices ranging from $5.32 to $5.64 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (2) to this Form 4.
Referenced by the price of 1 transaction in Table I.
- F3
Represents the weighted average purchase price rounded to the nearest hundredths. The shares were purchased in multiple transactions at prices ranging from $4.89 to $5.36 inclusive. The reporting person undertakes to provide to the Issuer, any security holder of the Issuer, or the staff of the Securities and Exchange Commission, upon request, full information regarding the number of shares purchased at each separate price within the ranges set forth in footnote (3) to this Form 4.
Referenced by the price of 1 transaction in Table I.