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Shar Jonathan's Form 4/A amendment

Amended

Barnes & Noble Education, Inc. (BNED) · filed Jul 16, 2024

Accession no.
0001634117-24-000063
Filed
Jul 16, 2024, 5:08 PM ET
Trade date
Jun 10-16, 2024
Filing delay
36 days
Rule 10b5-1 plan
Not checked
Original filed
Jun 18, 2024

This filing lists 2 non-derivative transactions. Open-market purchases total $10.4K. It was filed 36 days after the trade.

This amendment replaces 0001634117-24-000025 (filed Jun 18, 2024).

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Shar JonathanCIK 0001829618Officer (CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Jun 10, 2024Common StockPPurchaseAcquired+208,200$0.05+$10,410308,043Direct
Jun 16, 2024Common StockFTax withholdingDisposed−80$8.65−$6923,000Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

The original Form 4, filed on June 18, 2024, is amended by this Form 4 Amendment to correct an administrative error that omitted the Reporting Person's acquisition of 208,200 shares pursuant to the Reporting Person's subscription to the Issuer's Rights Offering, which closed on June 10, 2024. As a result, the number of shares reported as beneficially owned by the Reporting Person, adjusted for the Reverse Stock Split (as defined in footnote 3 below), was increased by 2,082 shares.

F2

Shares withheld by the Issuer on vesting of restricted stock units (payable solely in common stock of the Issuer on each vesting date) to cover applicable withholding taxes.

F3

On June 11, 2024, the Issuer effected a 1-for-100 reverse stock split (the "Reverse Stock Split") of its shares of common stock, par value $0.01 per share. The number of securities beneficially owned was adjusted by dividing by 100 to reflect the Reverse Stock Split.

Read the full filing on SEC EDGAR (opens in a new tab)