Miller Michael Connolly's Form 4 filing
Barnes & Noble Education, Inc. (BNED) · filed Jan 13, 2022
- Accession no.
- 0001634117-22-000007
- Filed
- Jan 13, 2022
- Trade date
- Jan 11, 2022
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $296.6K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Miller Michael ConnollyCIK 0001643505 | Officer (CLO, EVP, Corp Aff & Secretary) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 11, 2022 | Common Stock | MOption exerciseAcquired | +38,755 | $2.46 | +$95,337.3 | 197,130 | Direct | |
| Jan 11, 2022 | Common Stock | MOption exerciseAcquired | +12,000 | $5.00 | +$60,000 | 209,130 | Direct | |
| Jan 11, 2022 | Common Stock | SSaleDisposed | −45,140 | $6.57F1 | −$296,569.8 | 163,990 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jan 11, 2022 | Common Stock | MOption exerciseDisposed | −38,755 | $0.00 | $0 | 116,268 | Direct | |
| Jan 11, 2022 | Common Stock | MOption exerciseDisposed | −12,000 | $0.00 | $0 | 143,023 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Represents the weighted average price of multiple transactions with prices between $6.51 and $6.62 per share. The Reporting Person, upon request by the staff of the Securities and Exchange Commission, the Issuer or a security holder of the Issuer, undertakes to provide further information regarding the number of securities sold at each separate price.
Referenced by the price of 1 transaction in Table I.