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Ali Wajid's Form 4 filing

Lumentum Holdings Inc. (LITE) · filed May 17, 2022

Accession no.
0001633978-22-000010
Filed
May 17, 2022
Trade date
May 15-17, 2022
Filing delay
2 days
Rule 10b5-1 plan
Not on the form (before 2023)

This filing lists 2 non-derivative transactions. Open-market sales total $292.9K. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Ali WajidCIK 0001561100Officer (EVP & Chief Financial Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 15, 2022Common StockFTax withholdingDisposed−3,236$90.08−$291,498.8841,004Direct
May 17, 2022Common StockSSaleDisposed−3,287$89.12F3−$292,937.4437,717Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F3

The sale price represents the weighted average sale price. The Company can provide the full information regarding the number of shares sold at each separate price upon further request.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)