Ali Wajid's Form 4 filing
Lumentum Holdings Inc. (LITE) · filed Nov 17, 2021
- Accession no.
- 0001633978-21-000071
- Filed
- Nov 17, 2021
- Trade date
- Nov 15-17, 2021
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not on the form (before 2023)
This filing lists 2 non-derivative transactions. Open-market sales total $705.4K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ali WajidCIK 0001561100 | Officer (EVP & Chief Financial Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2021 | Common Stock | FTax withholdingDisposed | −8,783 | $90.06 | −$790,996.98 | 68,811 | Direct | |
| Nov 17, 2021 | Common Stock | SSaleDisposed | −7,893 | $89.37F3 | −$705,397.41 | 60,918 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
The sale price represents the weighted average sale price. The Company can provide the full information regarding the number of shares sold at each separate price upon further request.
Referenced by the price of 1 transaction in Table I.