McCarthy Daniel Joseph's Form 4 filing
Evolent Health, Inc. (EVH) · filed Nov 20, 2023
- Accession no.
- 0001628908-23-000178
- Filed
- Nov 20, 2023
- Trade date
- Nov 15, 2023
- Filing delay
- 5 daysLate
- Rule 10b5-1 plan
- Checked
This filing lists 4 non-derivative transactions and 1 derivative transaction. Open-market sales total $330.0K. It was filed 5 days after the trade, past the 2-business-day deadline.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| McCarthy Daniel JosephCIK 0001946147 | Officer (PRESIDENT) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2023 | Class A Common Stock | SSaleDisposed | −4,000 | $30.00 | −$120,000 | 202,333 | Direct | |
| Nov 15, 2023 | Class A Common Stock | SSaleDisposed | −4,000 | $30.00 | −$120,000 | 198,333 | Direct | |
| Nov 15, 2023 | Class A Common Stock | MOption exerciseAcquired | +3,000 | $10.65 | +$31,950 | 201,333 | Direct | |
| Nov 15, 2023 | Class A Common Stock | SSaleDisposed | −3,000 | $30.00 | −$90,000 | 198,333 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 15, 2023 | Class A Common Stock | MOption exerciseDisposed | −3,000 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.