Spear Catherine Eva's Form 4 filing
FIGS, Inc.FIGS · filed Nov 9, 2026
- Accession no.
- 0001628280-26-072460
- Filed
- Nov 9, 2026, 8:49 PM ET
- Trade date
- Nov 9, 2026
- Filing delay
- Same day
- Rule 10b5-1 plan
- Not checked
This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $79.7M. It was filed on the trade date.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Spear Catherine EvaCIK 0001820448 | Director, Officer (Chief Executive Officer), 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 9, 2026 | Class A Common Stock | MOption exerciseAcquired | +7,695,000 | $0.85 | +$6,540,750 | 9,366,854 | Direct | |
| Nov 9, 2026 | Class A Common Stock | MOption exerciseAcquired | +900,000 | $1.37 | +$1,233,000 | 10,266,854 | Direct | |
| Nov 9, 2026 | Class A Common Stock | FTax withholdingDisposed | −4,550,716 | $21.58 | −$98,204,451.28 | 5,716,138 | Direct | |
| Nov 9, 2026 | Class A Common Stock | SSaleDisposed | −4,044,284 | $19.70 | −$79,672,394.8 | 1,671,854 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 9, 2026 | Class A Common Stock | MOption exerciseDisposed | −7,695,000 | $0.00 | $0 | 0 | Direct | |
| Nov 9, 2026 | Class A Common Stock | MOption exerciseDisposed | −900,000 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
No transaction price on this filing refers to a footnote.