Graft Aaron P's Form 4 filing
Triumph Financial, Inc.TFIN · filed Nov 9, 2026
- Accession no.
- 0001628280-26-072329
- Filed
- Nov 9, 2026, 5:13 PM ET
- Trade date
- Nov 5-9, 2026
- Filing delay
- 4 days
- Rule 10b5-1 plan
- Not checked
This filing lists 5 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.71M. It was filed 4 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Graft Aaron PCIK 0001621666 | Director, Officer (President & CEO) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 5, 2026 | Common Stock | MOption exerciseAcquired | +11,883 | $25.80 | +$306,581.4 | 181,186 | Direct | |
| Nov 5, 2026 | Common Stock | SSaleDisposed | −11,883 | $62.14F1 | −$738,409.62 | 169,303 | Direct | |
| Nov 5, 2026 | Common Stock | GGiftDisposed | −3,125 | $0.00 | $0 | 166,178 | Direct | |
| Nov 6, 2026 | Common Stock | SSaleDisposed | −652 | $62.01F1 | −$40,430.52 | 165,526 | Direct | |
| Nov 9, 2026 | Common Stock | SSaleDisposed | −14,848 | $62.81F1 | −$932,602.88 | 150,678 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Nov 5, 2026 | Common Stock | MOption exerciseDisposed | −11,883 | $25.80 | −$306,581.4 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The reported price in Column 4 represents the weighted average price per share. Reporting person shall provide upon request by the Commission staff, the Issuer, or a Security Holder of the Issuer, full information regarding the number of shares purchased at each separate price.
Referenced by the price of 3 transactions in Table I.