Balfe Barry Edward's Form 4 filing
Icon PLCICLR · filed Nov 3, 2026
- Accession no.
- 0001628280-26-069553
- Filed
- Nov 3, 2026, 4:23 PM ET
- Trade date
- Oct 31-Nov 2, 2026
- Filing delay
- 3 days
- Rule 10b5-1 plan
- Not checked
This filing lists 6 non-derivative transactions and 1 derivative transaction. Open-market sales total $1.07M. It was filed 3 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Balfe Barry EdwardCIK 0002058614 | Director, Officer (Chief Executive Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 31, 2026 | Ordinary Shares | MOption exerciseAcquired | +9,662 | –F1,F2 | – | 14,466 | Direct | |
| Nov 2, 2026 | Ordinary Shares | SSaleDisposed | −1,053 | $204.91 | −$215,770.23 | 13,413 | Direct | |
| Nov 2, 2026 | Ordinary Shares | SSaleDisposed | −1,509 | $206.15 | −$311,080.35 | 11,904 | Direct | |
| Nov 2, 2026 | Ordinary Shares | SSaleDisposed | −1,224 | $207.16 | −$253,563.84 | 10,680 | Direct | |
| Nov 2, 2026 | Ordinary Shares | SSaleDisposed | −1,314 | $208.00 | −$273,312 | 9,366 | Direct | |
| Nov 2, 2026 | Ordinary Shares | SSaleDisposed | −75 | $209.53 | −$15,714.75 | 9,291 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Oct 31, 2026 | Ordinary Shares | MOption exerciseDisposed | −9,662 | $0.00 | $0 | 19,324 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each restricted share unit represents a contingent right to receive one ordinary share of the Issuer upon vesting, with a nominal conversion price equal to the par value of the ordinary shares (EUR 0.06) per underlying share automatically deducted from the reporting person's pay in connection with vesting.
Referenced by the price of 1 transaction in Table I.
- F2
These restricted share units were granted on October 31, 2025. The first installment of 9,662 shares vested on October 31, 2026, and the remaining restricted share units will vest in two equal annual installments on October 31, 2027 and October 31, 2028.
Referenced by the price of 1 transaction in Table I.
Remarks
Due to the issuer's status as a foreign private issuer pursuant to Rule 3a12-3(b) under the Securities Exchange Act of 1934 (the "Act"), the reporting person's transactions in the issuer's equity securities are exempt from Sections 16(b) and 16(c) of the Act.