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Shotwell Gwynne's Form 4 filing

Space Exploration Technologies CorpSPCX · filed Sep 24, 2026

Accession no.
0001628280-26-063378
Filed
Sep 24, 2026, 4:11 PM ET
Trade date
Apr 18-Sep 22, 2026
Filing delay
159 daysLate
Rule 10b5-1 plan
Checked

This filing lists 10 non-derivative transactions and 5 derivative transactions. Open-market sales total $52.5M. It was filed 159 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Shotwell GwynneCIK 0001768956Director, Officer (President and COO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 18, 2026Class A Common StockMOption exerciseAcquired+138,900$8.40+$1,166,732.222,397,625Direct
Apr 18, 2026Class A Common StockMOption exerciseAcquired+74,410$11.20+$833,3922,472,035Direct
Sep 22, 2026Class A Common StockMOption exerciseAcquired+138,900$8.40+$1,166,732.222,610,935Direct
Sep 22, 2026Class A Common StockMOption exerciseAcquired+74,405$11.20+$833,3362,685,340Direct
Sep 22, 2026Class A Common StockMOption exerciseAcquired+128,865$19.40+$2,499,9812,814,205Direct
Sep 22, 2026Class A Common StockSSaleDisposed−12,500$151.15F2−$1,889,393.752,801,705Direct
Sep 22, 2026Class A Common StockSSaleDisposed−7,600$151.93F3−$1,154,646.722,794,105Direct
Sep 22, 2026Class A Common StockSSaleDisposed−145,809$153.27F4−$22,348,568.282,648,296Direct
Sep 22, 2026Class A Common StockSSaleDisposed−151,844$153.95F5−$23,376,095.32,496,452Direct
Sep 22, 2026Class A Common StockSSaleDisposed−24,417$154.72F6−$3,777,788.472,472,035Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Apr 18, 2026Class A Common StockMOption exerciseDisposed−138,900$0.00$0194,450Direct
Apr 18, 2026Class A Common StockMOption exerciseDisposed−74,410$0.00$0104,165Direct
Sep 22, 2026Class A Common StockMOption exerciseDisposed−138,900$0.00$055,550Direct
Sep 22, 2026Class A Common StockMOption exerciseDisposed−74,405$0.00$029,760Direct
Sep 22, 2026Class A Common StockMOption exerciseDisposed−128,865$0.00$0489,695Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

Represents the weighted average sale price. The highest price at which shares were sold was $151.58 and the lowest price at which shares were sold was $150.61. The Reporting Person undertakes to provide, upon request by the staff of the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F3

Represents the weighted average sale price. The highest price at which shares were sold was $152.60 and the lowest price at which shares were sold was $151.62. The Reporting Person undertakes to provide, upon request by the staff of the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F4

Represents the weighted average sale price. The highest price at which shares were sold was $153.61 and the lowest price at which shares were sold was $152.62. The Reporting Person undertakes to provide, upon request by the staff of the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F5

Represents the weighted average sale price. The highest price at which shares were sold was $154.61 and the lowest price at which shares were sold was $153.62. The Reporting Person undertakes to provide, upon request by the staff of the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

F6

Represents the weighted average sale price. The highest price at which shares were sold was $154.94 and the lowest price at which shares were sold was $154.63. The Reporting Person undertakes to provide, upon request by the staff of the SEC, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)