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Gibbons Dale's Form 4 filing

Western Alliance Bancorporation (WAL) · filed Sep 17, 2026

Accession no.
0001628280-26-062568
Filed
Sep 17, 2026, 5:01 PM ET
Trade date
Sep 15, 2026
Filing delay
2 days
Rule 10b5-1 plan
Not checked

This filing lists 6 non-derivative transactions and 3 derivative transactions. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Gibbons DaleCIK 0001331626Officer (Vice Chair and CBO, Deposits)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 15, 2026Common StockMOption exerciseAcquired+285$0.00$0267,378Direct
Sep 15, 2026Common StockDReturned to the companyDisposed−285$79.03−$22,523.55267,093Direct
Sep 15, 2026Common StockMOption exerciseAcquired+212$0.00$0267,305Direct
Sep 15, 2026Common StockDReturned to the companyDisposed−212$79.03−$16,754.36267,093Direct
Sep 15, 2026Common StockMOption exerciseAcquired+229$0.00$0267,322Direct
Sep 15, 2026Common StockDReturned to the companyDisposed−229$79.03−$18,097.87267,093Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Sep 15, 2026Common StockMOption exerciseDisposed−285––1,417Direct
Sep 15, 2026Common StockMOption exerciseDisposed−212––3,587Direct
Sep 15, 2026Common StockMOption exerciseDisposed−229––6,629Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)