Adkins Katherine's Form 4 filing
Affirm Holdings, Inc.AFRM · filed Sep 3, 2026
- Accession no.
- 0001628280-26-060528
- Filed
- Sep 3, 2026, 5:15 PM ET
- Trade date
- Sep 1-3, 2026
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Checked
This filing lists 9 non-derivative transactions and 7 derivative transactions. Open-market sales total $6.09M. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Adkins KatherineCIK 0001870331 | Officer (Chief Legal Officer) |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 1, 2026 | Class A Common Stock | MOption exerciseAcquired | +10,594 | $0.00 | $0 | 157,234 | Direct | |
| Sep 1, 2026 | Class A Common Stock | FTax withholdingDisposed | −4,795 | $69.94 | −$335,362.3 | 152,439 | Direct | |
| Sep 1, 2026 | Class A Common Stock | MOption exerciseAcquired | +41,664 | $22.30 | +$929,107.2 | 194,103 | Direct | |
| Sep 1, 2026 | Class A Common Stock | SSaleDisposed | −23,765 | $70.13F3 | −$1,666,639.45 | 170,338 | Direct | |
| Sep 1, 2026 | Class A Common Stock | SSaleDisposed | −15,599 | $71.00F4 | −$1,107,529 | 154,739 | Direct | |
| Sep 1, 2026 | Class A Common Stock | SSaleDisposed | −2,300 | $71.87F5 | −$165,301 | 152,439 | Direct | |
| Sep 3, 2026 | Class A Common Stock | MOption exerciseAcquired | +4,404 | $22.30 | +$98,209.2 | 156,843 | Direct | |
| Sep 3, 2026 | Class A Common Stock | MOption exerciseAcquired | +37,260 | $23.35 | +$870,021 | 194,103 | Direct | |
| Sep 3, 2026 | Class A Common Stock | SSaleDisposed | −41,664 | $75.53F6 | −$3,146,881.92 | 152,439 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Sep 1, 2026 | Class A Common Stock | MOption exerciseDisposed | −1,622 | $0.00 | $0 | 12,976 | Direct | |
| Sep 1, 2026 | Class A Common Stock | MOption exerciseDisposed | −2,483 | $0.00 | $0 | 19,859 | Direct | |
| Sep 1, 2026 | Class A Common Stock | MOption exerciseDisposed | −5,086 | $0.00 | $0 | 20,343 | Direct | |
| Sep 1, 2026 | Class A Common Stock | MOption exerciseDisposed | −1,403 | $0.00 | $0 | 0 | Direct | |
| Sep 1, 2026 | Class A Common Stock | MOption exerciseDisposed | −41,664 | $0.00 | $0 | 12,084 | Direct | |
| Sep 3, 2026 | Class A Common Stock | MOption exerciseDisposed | −4,404 | $0.00 | $0 | 7,680 | Direct | |
| Sep 3, 2026 | Class A Common Stock | MOption exerciseDisposed | −37,260 | $0.00 | $0 | 43,874 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F3
Represents the weighted average sale price of the shares sold from $69.59 to $70.57 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F4
Represents the weighted average sale price of the shares sold from $70.59 to $71.58 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F5
Represents the weighted average sale price of the shares sold from $71.59 to $72.40 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.
- F6
Represents the weighted average sale price of the shares sold from $75.00 to $75.88 per share. The Reporting Person will provide, upon request by the Commission staff, the Issuer, or a security holder of the Issuer, full information regarding the number of shares sold at each separate price within the range set forth in this footnote.
Referenced by the price of 1 transaction in Table I.