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Fauber Robert's Form 4 filing

Moodys Corp (MCO) · filed Sep 2, 2026

Accession no.
0001628280-26-060093
Filed
Sep 2, 2026, 4:09 PM ET
Trade date
Sep 1, 2026
Filing delay
1 day
Rule 10b5-1 plan
Checked

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $736.3K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Fauber RobertCIK 0001481153Director, Officer (President and CEO)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Sep 1, 2026Common StockSSaleDisposed−300$501.89−$150,56751,663.918Direct
Sep 1, 2026Common StockMOption exerciseAcquired+592$113.34+$67,097.2852,255.918Direct
Sep 1, 2026Common StockMOption exerciseAcquired+575$167.50+$96,312.552,830.918Direct
Sep 1, 2026Common StockSSaleDisposed−1,167$501.89−$585,705.6351,663.918Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Sep 1, 2026Common StockMOption exerciseDisposed−592$0.00$051Direct
Sep 1, 2026Common StockMOption exerciseDisposed−575$0.00$0572Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)