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Kennedy Barbara's Form 4 filing

Western Alliance Bancorporation (WAL) · filed Aug 18, 2026

Accession no.
0001628280-26-057687
Filed
Aug 18, 2026, 4:26 PM ET
Trade date
Aug 15, 2026
Filing delay
3 days
Rule 10b5-1 plan
Not checked

This filing lists 6 non-derivative transactions and 3 derivative transactions. It was filed 3 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Kennedy BarbaraCIK 0001379831Officer (Chief Human Resources Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 15, 2026Common StockMOption exerciseAcquired+101$0.00$010,433Direct
Aug 15, 2026Common StockDReturned to the companyDisposed−101$82.32−$8,314.3210,332Direct
Aug 15, 2026Common StockMOption exerciseAcquired+74$0.00$010,406Direct
Aug 15, 2026Common StockDReturned to the companyDisposed−74$82.32−$6,091.6810,332Direct
Aug 15, 2026Common StockMOption exerciseAcquired+82$0.00$010,414Direct
Aug 15, 2026Common StockDReturned to the companyDisposed−82$82.32−$6,750.2410,332Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 15, 2026Common StockMOption exerciseDisposed−101––594Direct
Aug 15, 2026Common StockMOption exerciseDisposed−74––1,317Direct
Aug 15, 2026Common StockMOption exerciseDisposed−82––2,471Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)