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Balfe Barry Edward's Form 4 filing

Icon PLCICLR · filed Aug 11, 2026

Accession no.
0001628280-26-055723
Filed
Aug 11, 2026, 4:22 PM ET
Trade date
Aug 7-10, 2026
Filing delay
4 days
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions and 3 derivative transactions. Open-market sales total $62.7K. It was filed 4 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Balfe Barry EdwardCIK 0002058614Director, Officer (Chief Executive Officer)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Aug 7, 2026Ordinary SharesMOption exerciseAcquired+728–F1,F2–5,186Direct
Aug 10, 2026Ordinary SharesSSaleDisposed−304$163.80−$49,795.24,882Direct
Aug 10, 2026Ordinary SharesSSaleDisposed−78$165.14−$12,880.924,804Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Aug 7, 2026Ordinary SharesMOption exerciseDisposed−728$0.00$00Direct
Aug 10, 2026Ordinary SharesAGrant or awardAcquired+22,258$0.00$022,258Direct
Aug 10, 2026Ordinary SharesAGrant or awardAcquired+32,635$0.00$032,635Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Each restricted share unit represents a contingent right to receive one ordinary share of the Issuer upon vesting, with a nominal conversion price equal to the par value of the ordinary shares (EUR 0.06) per underlying share automatically deducted from the reporting person's pay in connection with vesting.

Referenced by the price of 1 transaction in Table I.

F2

These restricted share units were granted on August 7, 2023 and 728 restricted share units vested on August 7, 2026.

Referenced by the price of 1 transaction in Table I.

Remarks

Due to the issuer's status as a foreign private issuer pursuant to Rule 3a12-3(b) under the Securities Exchange Act of 1934 (the "Act"), the reporting person's transactions in the issuer's equity securities are exempt from Sections 16(b) and 16(c) of the Act.

Read the full filing on SEC EDGAR (opens in a new tab)