Mink Brook Asset Management LLC's Form 4/A amendment
AmendedDLH Holdings Corp.DLHC · filed Jul 31, 2026
- Accession no.
- 0001628280-26-051491
- Filed
- Jul 31, 2026, 6:23 PM ET
- Trade date
- Jul 7-8, 2026
- Filing delay
- 24 days
- Rule 10b5-1 plan
- Not checked
- Original filed
- Jul 8, 2026
This filing lists 2 non-derivative transactions. Open-market purchases total $37.6K. It was filed 24 days after the trade.
This amendment replaces 0001628280-26-047668 (filed Jul 8, 2026).
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Mink Brook Asset Management LLCCIK 0002052205 | 10% Owner |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Jul 7, 2026 | Common Stock, par value $0.001 per share ("Common Stock") | PPurchaseAcquired | +5,000 | $5.17F1 | +$25,856 | 2,141,618 | Indirect | |
| Jul 8, 2026 | Common Stock, par value $0.001 per share ("Common Stock") | PPurchaseAcquired | +2,275 | $5.14F5 | +$11,703.28 | 2,143,893 | Indirect |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.155 to $5.20 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.
Referenced by the price of 1 transaction in Table I.
- F2
Total number of shares owned following this transaction was amended to correct a mathematical error.
- F3
Mink Brook Asset Management LLC, and the general partner for both funds, Mink Brook Capital GP LLC, disclaims beneficial ownership of the shares reported herein except to the extent of its pecuniary interest therein, and the filing of this Form 4 shall not be construed as an admission that Mink Brook Asset Management LLC, Mink Brook Capital GP LLC or William Mueller as managing member of both, is the beneficial owner of any such shares for purposes of Section 16(a) of the Securities Exchange Act of 1934, as amended, or for any other purpose.
- F4
Represents securities owned directly by Mink Brook Partners LP (the "Fund"). As the investment manager of the Fund, Mink Brook Asset Management LLC may be deemed to beneficially own the securities owned directly by the Fund.
- F5
The price reported in column 4 is a weighted average price. These shares were purchased in multiple transactions at prices ranging from $5.12 to $5.15 inclusive. The reporting person undertakes to provide, upon request by the SEC staff, the issuer, or a security holder of the issuer, full information regarding the number of shares bought at each price.
Referenced by the price of 1 transaction in Table I.