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McCarthy Kathryn's Form 4 filing

SEI Investments Co (SEIC) · filed May 5, 2026

Accession no.
0001628280-26-030177
Filed
May 5, 2026
Trade date
May 4, 2026
Filing delay
1 day
Rule 10b5-1 plan
Not checked

This filing lists 3 non-derivative transactions and 2 derivative transactions. Open-market sales total $910.7K. It was filed 1 day after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
McCarthy KathrynCIK 0001101310Director

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
May 4, 2026Common StockMOption exerciseAcquired+5,000$49.63+$248,15082,883Direct
May 4, 2026Common StockMOption exerciseAcquired+5,000$49.63+$248,15087,883Direct
May 4, 2026Common StockSSaleDisposed−10,000$91.07−$910,70077,883Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
May 4, 2026Common StockMOption exerciseDisposed−5,000––0Direct
May 4, 2026Common StockMOption exerciseDisposed−5,000––0Direct

Footnotes

Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.

Read the original on SEC EDGAR (opens in a new tab)