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Kelly Jason R's Form 4 filing

Ginkgo Bioworks Holdings, Inc. (DNA) · filed Apr 10, 2026

Accession no.
0001628280-26-024743
Filed
Apr 10, 2026
Trade date
Apr 7-9, 2026
Filing delay
3 daysLate
Rule 10b5-1 plan
Not checked

This filing lists 4 non-derivative transactions and 2 derivative transactions. Open-market sales total $1.37M. It was filed 3 days after the trade, past the 2-business-day deadline.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Kelly Jason RCIK 0001845677Director, Officer (See remarks)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Apr 7, 2026Class A Common StockMOption exerciseAcquired+212,949–F1–310,316Direct
Apr 8, 2026Class A Common StockMOption exerciseAcquired+212,949–F1–523,265Direct
Apr 8, 2026Class A Common StockSSaleDisposed−97,015$6.93−$672,313.95426,250Direct
Apr 9, 2026Class A Common StockSSaleDisposed−109,767$6.40−$702,508.8316,483Direct

Derivative securities (Table II)

Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.

Derivative transactions
Trade dateSecurityTransactionUnderlying sharesUnit priceValueHeld afterOwnershipFlags
Apr 7, 2026Class A Common StockMOption exerciseDisposed−212,949–F1–212,949Direct
Apr 8, 2026Class A Common StockMOption exerciseDisposed−212,949–F1–0Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F1

Each performance-based restricted stock unit ("PSU") represents a contingent right to receive one share of the Issuer's Class A Common Stock.

Referenced by the price of 2 transactions in Table I and 2 transactions in Table II.

Remarks

CEO & Founder

Read the full filing on SEC EDGAR (opens in a new tab)