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Smith Patrick W's Form 4 filing

Axon Enterprise, Inc.AXON · filed Mar 11, 2026

Accession no.
0001628280-26-016845
Filed
Mar 11, 2026
Trade date
Mar 9, 2026
Filing delay
2 days
Rule 10b5-1 plan
Checked

This filing lists 24 non-derivative transactions. Open-market sales total $5.60M. It was filed 2 days after the trade.

Reporting owners

A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.

Reporting owners on this filing
OwnerRelationship to the company
Smith Patrick WCIK 0001167028Director, Officer (CHIEF EXECUTIVE OFFICER)

Non-derivative securities (Table I)

Acquisitions and disposals of common stock and similar shares, one row per line on the filing.

Non-derivative transactions
Trade dateSecurityTransactionSharesPriceValueShares afterOwnershipFlags
Mar 9, 2026Common StockSSaleDisposed−124$546.81F2−$67,804.443,090,873Direct
Mar 9, 2026Common StockSSaleDisposed−969$548.85F3−$531,835.653,089,904Direct
Mar 9, 2026Common StockSSaleDisposed−270$549.86F4−$148,462.23,089,634Direct
Mar 9, 2026Common StockSSaleDisposed−676$550.71F5−$372,279.963,088,958Direct
Mar 9, 2026Common StockSSaleDisposed−668$551.84F6−$368,629.123,088,290Direct
Mar 9, 2026Common StockSSaleDisposed−175$552.56F7−$96,6983,088,115Direct
Mar 9, 2026Common StockSSaleDisposed−234$554.16F8−$129,673.443,087,881Direct
Mar 9, 2026Common StockSSaleDisposed−241$556.27F9−$134,061.073,087,640Direct
Mar 9, 2026Common StockSSaleDisposed−520$558.49F10−$290,414.83,087,120Direct
Mar 9, 2026Common StockSSaleDisposed−329$559.91F11−$184,210.393,086,791Direct
Mar 9, 2026Common StockSSaleDisposed−470$560.51F12−$263,439.73,086,321Direct
Mar 9, 2026Common StockSSaleDisposed−512$561.70F13−$287,590.43,085,809Direct
Mar 9, 2026Common StockSSaleDisposed−1,075$562.82F14−$605,031.53,084,734Direct
Mar 9, 2026Common StockSSaleDisposed−273$563.84F15−$153,928.323,084,461Direct
Mar 9, 2026Common StockSSaleDisposed−793$565.31F16−$448,290.833,083,668Direct
Mar 9, 2026Common StockSSaleDisposed−703$566.20F17−$398,038.63,082,965Direct
Mar 9, 2026Common StockSSaleDisposed−586$567.25F18−$332,408.53,082,379Direct
Mar 9, 2026Common StockSSaleDisposed−246$568.55F19−$139,863.33,082,133Direct
Mar 9, 2026Common StockSSaleDisposed−311$569.72F20−$177,182.923,081,822Direct
Mar 9, 2026Common StockSSaleDisposed−171$571.12F21−$97,661.523,081,651Direct
Mar 9, 2026Common StockSSaleDisposed−441$572.12F22−$252,304.923,081,210Direct
Mar 9, 2026Common StockSSaleDisposed−24$573.36−$13,760.643,081,186Direct
Mar 9, 2026Common StockSSaleDisposed−94$574.42−$53,995.483,081,092Direct
Mar 9, 2026Common StockSSaleDisposed−95$577.12−$54,826.43,080,997Direct

Footnotes and remarks

Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.

F2

The transaction was executed in multiple trades at prices ranging from $546.67 to $546.91. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F3

The transaction was executed in multiple trades at prices ranging from $548.28 to $549.16. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F4

The transaction was executed in multiple trades at prices ranging from $549.32 to $550.125. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F5

The transaction was executed in multiple trades at prices ranging from $550.33 to $550.84. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F6

The transaction was executed in multiple trades at prices ranging from $551.495 to $552.365. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F7

The transaction was executed in multiple trades at prices ranging from $552.52 to $552.66. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F8

The transaction was executed in multiple trades at prices ranging from $553.89 to $554.30. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F9

The transaction was executed in multiple trades at prices ranging from $555.87 to $556.64. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F10

The transaction was executed in multiple trades at prices ranging from $557.995 to $558.94. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F11

The transaction was executed in multiple trades at prices ranging from $559.07 to $560.00. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F12

The transaction was executed in multiple trades at prices ranging from $560.12 to $561.06. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F13

The transaction was executed in multiple trades at prices ranging from $561.13 to $562.12. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F14

The transaction was executed in multiple trades at prices ranging from $562.245 to $563.05. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F15

The transaction was executed in multiple trades at prices ranging from $563.44 to $564.32. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F16

The transaction was executed in multiple trades at prices ranging from $564.715 to $565.695. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F17

The transaction was executed in multiple trades at prices ranging from $565.80 to $566.79. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F18

The transaction was executed in multiple trades at prices ranging from $566.85 to $567.55. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F19

The transaction was executed in multiple trades at prices ranging from $567.96 to $568.95. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F20

The transaction was executed in multiple trades at prices ranging from $569.54 to $569.855. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F21

The transaction was executed in multiple trades at prices ranging from $570.77 to $571.50. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

F22

The transaction was executed in multiple trades at prices ranging from $571.90 to $572.39. The price reported above reflects the weighted average sales price. The reporting person hereby undertakes to provide upon request to the SEC staff, the issuer or a security holder of the issuer full information regarding the number of shares and prices at which the transaction was effected.

Referenced by the price of 1 transaction in Table I.

Read the full filing on SEC EDGAR (opens in a new tab)