Ulman Doug's Form 4 filing
Root, Inc.ROOT · filed Mar 11, 2026
- Accession no.
- 0001628280-26-016839
- Filed
- Mar 11, 2026
- Trade date
- Mar 9, 2026
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 3 derivative transactions. Open-market sales total $593.3K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ulman DougCIK 0001827699 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 9, 2026 | Class A Common Stock | CConversionAcquired | +33,352 | –F1 | – | 40,672 | Direct | |
| Mar 9, 2026 | Class A Common Stock | FTax withholdingDisposed | −473 | $45.77 | −$21,649.21 | 40,199 | Direct | |
| Mar 9, 2026 | Class A Common Stock | SSaleDisposed | −13,152 | $45.11F4 | −$593,286.72 | 27,047 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 9, 2026 | Class B Common Stock | MOption exerciseDisposed | −33,352 | $0.00 | $0 | 0 | Direct | |
| Mar 9, 2026 | Class A Common Stock | MOption exerciseAcquired | +33,352 | $0.65 | +$21,678.8 | 33,352 | Direct | |
| Mar 9, 2026 | Class A Common Stock | CConversionDisposed | −33,352 | $0.00 | $0 | 0 | Direct |
Footnotes and remarks
Livermore keeps the footnotes that transaction prices refer to, all footnotes of amendments (Form 4/A) and the filing's remarks. Other footnotes, such as how indirect holdings are held or the details of a trading plan, are only in the original on SEC EDGAR.
- F1
Each share of Class B Common Stock is convertible into one share of Class A Common Stock at the option of the holder and has no expiration date.
Referenced by the price of 1 transaction in Table I.
- F4
The shares were sold at prices ranging from $45.01 to $45.56. The reporting person will provide upon request to the SEC, the issuer or security holder of the issuer, full information regarding the number of shares sold at each separate price.
Referenced by the price of 1 transaction in Table I.