Ulman Doug's Form 4 filing
Root, Inc. (ROOT) · filed Mar 11, 2026
- Accession no.
- 0001628280-26-016839
- Filed
- Mar 11, 2026
- Trade date
- Mar 9, 2026
- Filing delay
- 2 days
- Rule 10b5-1 plan
- Not checked
This filing lists 3 non-derivative transactions and 3 derivative transactions. Open-market sales total $593.3K. It was filed 2 days after the trade.
Reporting owners
A Form 4 can have several reporting owners, such as a person and a fund they control. Trade tables show the first one.
| Owner | Relationship to the company |
|---|---|
| Ulman DougCIK 0001827699 | Director |
Non-derivative securities (Table I)
Acquisitions and disposals of common stock and similar shares, one row per line on the filing.
| Trade date | Security | Transaction | Shares | Price | Value | Shares after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 9, 2026 | Class A Common Stock | CConversionAcquired | +33,352 | – | – | 40,672 | Direct | |
| Mar 9, 2026 | Class A Common Stock | FTax withholdingDisposed | −473 | $45.77 | −$21,649.21 | 40,199 | Direct | |
| Mar 9, 2026 | Class A Common Stock | SSaleDisposed | −13,152 | $45.11 | −$593,286.72 | 27,047 | Direct |
Derivative securities (Table II)
Options, warrants, restricted stock units and similar. Shares are the underlying shares; price and value are for the derivative itself, and the holding after is in derivative units.
| Trade date | Security | Transaction | Underlying shares | Unit price | Value | Held after | Ownership | Flags |
|---|---|---|---|---|---|---|---|---|
| Mar 9, 2026 | Class B Common Stock | MOption exerciseDisposed | −33,352 | $0.00 | $0 | 0 | Direct | |
| Mar 9, 2026 | Class A Common Stock | MOption exerciseAcquired | +33,352 | $0.65 | +$21,678.8 | 33,352 | Direct | |
| Mar 9, 2026 | Class A Common Stock | CConversionDisposed | −33,352 | $0.00 | $0 | 0 | Direct |
Footnotes
Livermore does not store Form 4 footnotes. For price ranges, how indirect holdings are held and trading plan details, read the original on SEC EDGAR.